Prepare for a client review
Give Claude a household name or email and the review timeframe. It assembles available client context, portfolio information and planning topics into a prep document with an agenda, talking points and action items.
Overview
Claude for Financial Advisors is an Anthropic plugin for financial professionals working in Claude Cowork. It brings client records, portfolio information and planning documents into workflows for preparing reviews, organizing follow-up and drafting material for the advisor to evaluate. With a relevant connector enabled, Claude can retrieve information from that system; otherwise, the workflows offer pasted or uploaded material as a fallback.
Ask for a task in ordinary language or invoke a skill directly, such as /pre-meeting or /compliance in Cowork. In Claude Code, plugin skills use qualified names, such as /claude-for-financial-advisors:pre-meeting. The skill instructions guide Claude’s work, including dispatching supporting agents to gather information for workflows such as meeting preparation. You choose the task and review the results; the workflows instruct Claude to obtain your approval before writing to an external system.
- Professional review required Outputs may contain errors and need independent review; they do not constitute investment, legal, tax or compliance advice.
- Approval relies on model behavior Anthropic states that safeguards such as approval before external writes rely on the model following instructions rather than runtime enforcement.
- Reference implementation The project is not actively maintained or monitored, and issues or pull requests may receive no response.
Use Cases
Record a meeting and its follow-up
Start with a meeting record or transcript. Claude drafts a CRM note, identifies commitments and opportunities, checks for duplicate CRM items and presents proposed writes together for your approval.
Check material before sending it
Submit an email, presentation or other client-facing material for a preliminary compliance review. The workflow flags potential issues under applicable SEC rules and, where relevant, broker-dealer rules, and suggests disclosures and revisions for professional review.
Organize a new prospect’s statements
Use account statements, exports or screenshots to build a consolidated prospect summary, an analyst handoff and a what-to-expect memo. You can begin before files are available; the workflow looks for them in connected systems or asks you to upload them. It does not produce a proposal, recommend an allocation or quote fees.
Evaluate drift before a rebalance
Review performance and allocation drift against an investment policy statement or model portfolio. Claude prepares tax-aware rebalance opportunities for your evaluation and a memo documenting your rationale; investment decisions remain yours.
Review a household’s alternative investments
Bring alternative-investment positions alongside the liquid portfolio to examine commitments, unfunded amounts, capital-call needs and concentration. The brief cites source platforms and flags stale figures without recommending funds or forecasting returns.
Find estate-plan and account mismatches
Compare estate-plan information with account titling and beneficiaries, alongside a prior-year tax look-back. Claude surfaces trust-funding issues and beneficiary gaps and can propose CRM follow-up tasks for approval; it does not change beneficiaries, retitle accounts or draft trust language.
Components
The skills dispatch supporting agents for focused checks and data gathering. In local Claude Code, install the whole plugin and start a new session to load its components; each agent’s usage entry names the skill to start. The MCP servers provide external connections for workflows, and you choose which systems to authorize.
Skills
This plugin's skills 8pre-meeting
Assemble client context, portfolio information, an agenda and talking points.
post-meeting
Draft meeting notes and CRM follow-up for approval before writing.
portfolio-rebalance-review
Assess performance and drift; prepare rebalance options and an advisor-rationale memo.
alts-brief
Review alternative holdings, commitments and liquidity needs alongside the liquid portfolio.
estate-and-tax-brief
Compare estate plans with account titling, beneficiaries and prior-year tax information.
prospect-intake
Consolidate prospect statements into a summary, analyst handoff and introductory memo.
compliance
Flag potential compliance issues in client-facing material before professional review.
onboarding
Set up your firm profile and connections, explore the workflows and choose a first task.
Agents
6compliance-lookup
Check testimonial identities or factual claims against a connected system for compliance review.
Check a claim or testimonial
Start /claude-for-financial-advisors:compliance with the material to review and its audience, channel and firm context. When a check needs connected records, the skill dispatches this agent with the lookup target, system and tool names. It returns facts for the skill to evaluate.
compliance-scan
Flag passages that may breach applicable marketing and conduct rules, with reasons.
Scan client-facing material
Start /claude-for-financial-advisors:compliance with the material and its audience, channel and firm context. The skill dispatches this agent to scan the content and return cited findings; disclosure wording and the redraft remain with the parent workflow.
holdings-sanity
Check holdings data for inconsistencies before drift or tax calculations.
Check data before a rebalance review
Start /claude-for-financial-advisors:portfolio-rebalance-review for the household. After gathering holdings, the skill dispatches this agent with the data, reported portfolio value and any applicable sleeve structure. Its findings identify which later calculations each data problem could affect.
source-extract
Retrieve requested fields from one system for an already-identified household.
Gather household data
Start /claude-for-financial-advisors:pre-meeting with a household and review timeframe. The skill dispatches this agent separately for each source, supplying the confirmed household, system, tool names and requested fields. The agent returns source data; household identification and the final document remain with the parent workflow.
statement-extract
Extract accounts and holdings from one statement, marking inferred and unreadable fields.
Read prospect statements
Start /claude-for-financial-advisors:prospect-intake with the prospect’s statements, exports or screenshots. The skill dispatches this agent once per file, supplying its path and the prospect’s name, then consolidates the returned account records.
titling-compare
Compare estate-plan intentions with account titling and beneficiaries, including unmatched items.
Compare plans with account records
Start /claude-for-financial-advisors:estate-and-tax-brief for the household. Once the plan and account records are gathered, the skill dispatches this agent with intended ownership and beneficiaries alongside actual records. It reports disagreements for the advisor and estate attorney to assess.
MCP servers
36orion-advisor-solutions
Bring Orion portfolio reporting and Redtail client records into household reviews.
wealth-com
Review structured estate-plan summaries and the client’s balance sheet.
wealthbox
Use client records and meeting history for preparation and follow-up.
addepar
Review portfolio data and analytics across public and private investments.
tamarac
Review portfolio performance and reconciliation status for household and drift checks.
zocks
Bring conversation-derived profiles, goals, life events and commitments into client work.
icapital
Review private-fund holdings, commitments, unfunded capital, calls and distributions.
moneyguide
Retrieve a household’s financial-plan snapshot, including goals and probability of success.
salesforce
Retrieve CRM context for client-review preparation.
gmail
Retrieve recent client correspondence for meeting preparation.
google-calendar
Read calendars, check availability and create, update or delete events.
Requires Google Workspace Developer Preview membership and a Google Cloud project with the Calendar MCP API enabled.
google-drive
Find stored drafts for a preliminary compliance review.
microsoft-365
Search and analyze information across SharePoint, OneDrive, Outlook and Teams.
Requires a work or school Microsoft account.
box
Search and use files stored in Box.
dropbox
Access files, folders and supported Paper documents through Dropbox’s beta MCP server.
slack
Search conversations, retrieve or send messages, and work with canvases and lists.
snowflake
Retrieve Snowflake data through the tools configured on your account’s managed MCP server.
daloopa
Query financial fundamentals from Daloopa’s database.
factset
Retrieve company fundamentals, pricing, estimates and earnings-call transcripts.
sp-global
Query S&P Global financials, market data, company relationships and earnings-call transcripts.
Access must be requested through S&P Global Marketplace.
morningstar
Retrieve analyst research, market analysis and investment data from Morningstar.
Requires a licensed Morningstar account.
blackrock
Review Advisor Center portfolio analytics, model portfolios and investment research.
zoom
Access Zoom meeting resources; the post-meeting skill does not support Zoom as a source.
Requires a licensed user on a supported Zoom Workplace plan.
black-diamond
Review holdings, performance and rebalance information; prepare reports and actions for approval.
vanguard-advisor-tools
Explore Vanguard model portfolios, investment solutions and portfolio-construction research.
cais
Review alternative-fund information and a client’s public and private holdings together.
invesco
Access portfolio intelligence and practice-management insights from Invesco for Advisors.
conquest-planning
Create or update financial plans and review planning strategies.
finny
Review campaign results and enrich or upload prospect lists.
flourish-financial
Review client information, check rates and manage invitations.
franklin-templeton
Retrieve published fund information, share-class details and investment insights.
jump
Bring meeting, document and task context into next steps for advisor review.
msci
Use investment data and analytics to review performance and rebalancing opportunities.
schwab
Retrieve custodial accounts, balances, positions, tax lots, transactions and alerts.
nevis
Use client context from meetings, documents and communications for preparation and follow-up.
55ip
Evaluate the tax impact of transitioning client holdings into a new portfolio.
Install
Install the whole plugin in Cowork through the Plugins page or in local Claude Code with the marketplace commands below. Both routes include its skills, supporting agents and connector configuration; connect the systems you intend to use separately.
Claude Code
Use the following commands in your computer’s terminal with Claude Code installed. This installs the complete plugin into local Claude Code; locally installed plugins do not load in Claude Code cloud sessions.
- 01
Add the plugin’s marketplace.
claude plugin marketplace add anthropics/claude-for-financial-advisors - 02
Install Claude for Financial Advisors from that marketplace.
claude plugin install claude-for-financial-advisors - 03
Start a new local Claude Code session to load the installed plugin.
- 04
Type
/and look for the plugin’s qualified skills, such as/claude-for-financial-advisors:pre-meeting. Their appearance confirms that Claude Code has loaded the skills.
For live firm data, authorize the connectors you intend to use through Claude Code’s /mcp controls. Plugin availability alone does not confirm access to a third-party account.
Before connecting Microsoft 365, arrange tenant consent from a Microsoft Entra Global Administrator; write actions are available only when administrators enable them. For Box, an administrator must enable MCP in the Box Admin Console.
To use Snowflake, supply your account-specific managed MCP server address following Snowflake’s managed MCP server documentation.
See the project’s installation instructions and Claude Code’s plugin loading and availability guide.
Use the Plugins page in the Claude desktop app to install Claude for Financial Advisors for Cowork. Installing the plugin does not add or sign you in to its connectors.
- 05
Open Customize in the sidebar, then select Plugins.
- 06
Choose Add → Add marketplace and enter
anthropics/claude-for-financial-advisorsas the GitHub repository. - 07
Select Claude for Financial Advisors from the added marketplace and click Install.
For live firm data, open the plugin’s Connectors tab and add or connect the systems you intend to use. Plugin availability alone does not confirm access to a third-party account.
Before connecting Microsoft 365, arrange tenant consent from a Microsoft Entra Global Administrator; write actions are available only when administrators enable them. For Box, an administrator must enable MCP in the Box Admin Console.
To use Snowflake, supply your account-specific managed MCP server address following Snowflake’s managed MCP server documentation.
- 05
Open Customize → Skills → Your skills. Find the plugin’s skills and turn on the ones you want available. Skills require Code execution and file creation to be enabled; see Claude’s skill settings.
- 06
Start a new Cowork task to load the plugin, then type
/in the message box and look for its enabled skills. Their appearance confirms that they are available to select.
For additional marketplace and connector guidance, see Anthropic’s Cowork plugin guide.